Databricks-Certified-Professional-Data-Engineer Databricks Certified Data Engineer Professional Exam Questions and Answers

In Databricks, catalogs, schemas (or databases), and tables are managed through the Unity Catalog or Hive Metastore, depending on the environment. Permissions and ownership within these structures are governed by access control lists (ACLs).

Catalog and Schema Ownership: When a platform engineer creates a catalog (such as catalog_A) and schema (such as schema_A), they automatically become the owner of those entities. This ownership gives them control over granting permissions for those entities (i.e., granting the USE CATALOG and USE SCHEMA privileges to others). However, ownership of the catalog or schema does not automatically extend to ownership or permission of individual tables within that schema.

Table Permissions: For tables within a schema, the permission model is more granular. The table creator (i.e., whoever creates the table) is automatically assigned as the owner of that table. In this case, the platform engineer owns the schema but does not automatically inherit permissions to any table created within the schema unless explicitly granted by the table's owner or unless they grant permissions to themselves.

Why the Engineer Lacks Access: The platform engineer notices that they do not have access to the underlying tables in schema_A despite being the owner of the schema. This occurs because the schema's ownership does not cascade to the tables. The engineer must either:

Grant permissions to themselves for the tables in schema_A, or

Be granted permissions by whoever created the tables within the schema.

Resolution: As the owner of the schema, the platform engineer can easily grant themselves the required permissions (such as SELECT, INSERT, etc.) for the tables in the schema. This explains why the owner of a schema may not automatically have access to the tables and must take explicit steps to acquire those permissions.

References

Databricks Unity Catalog Documentation: Manage Permissions

[Databricks Permissions and Ownership](https://docs.databricks.com/security/access-control/workspace-acl.html#permissions

In Databricks notebooks, you can use the %pip install command in a notebook cell to install a Python package. This will install the package on all nodes in the currently active cluster at the notebook level. It is a feature provided by Databricks to facilitate the installation of Python libraries for the notebook environment specifically.

In Databricks Lakehouse, to retain manually deleted or updated records in the raw_iot table while recomputing downstream tables when a pipeline update is run, the property pipelines.reset.allowed should be set to false. This property prevents the system from resetting the state of the table, which includes the removal of the history of changes, during a pipeline update. By keeping this property as false, any changes to the raw_iot table, including manual deletes or updates, are retained, and recomputation of downstream tables, such as bpm_stats, can occur with the full history of data changes intact.

The Databricks CLI provides a way to automate interactions with Databricks services. When dealing with pipelines, you can use the databricks pipelines get --pipeline-id command to capture the settings of an existing pipeline in JSON format. This JSON can then be modified by removing the pipeline_id to prevent conflicts and renaming the pipeline to create a new pipeline. The modified JSON file can then be used with the databricks pipelines create command to create a new pipeline with those settings.

DBFS is a file system protocol that allows users to interact with files stored in object storage using syntax and guarantees similar to Unix file systems1. DBFS is not a physical file system, but a layer over the object storage that provides a unified view of data across different data sources1. By default, the DBFS root is accessible to all users in the workspace, and the access to mounted data sources depends on the permissions of the storage account or container2. Mounted storage volumes do not need to have full public read and write permissions, but they do require a valid connection string or access key to be provided when mounting3. Both the DBFS root and mounted storage can be accessed when using %sh in a Databricks notebook, as long as the cluster has FUSE enabled4. The DBFS root does not store files in ephemeral block volumes attached to the driver, but in the object storage associated with the workspace1. Mounted directories will persist saved data to external storage between sessions, unless they are unmounted or deleted3. References: DBFS, Work with files on Azure Databricks, Mounting cloud object storage on Azure Databricks, Access DBFS with FUSE

This is the correct answer because it exemplifies best practices for implementing this system. By isolating tables in separate databases based on data quality tiers, such as bronze, silver, and gold, the data engineering team can achieve several benefits. First, they can easily manage permissions for different users and groups through database ACLs, which allow granting or revoking access to databases, tables, or views. Second, they can physically separate the default storage locations for managed tables in each database, which can improve performance and reduce costs. Third, they can provide a clear and consistent naming convention for the tables in each database, which can improve discoverability and usability. Verified References: [Databricks Certified Data Engineer Professional], under “Lakehouse” section; Databricks Documentation, under “Database object privileges” section.

This is the correct answer because it indicates a bottleneck caused by code executing on the driver. A bottleneck is a situation where the performance or capacity of a system is limited by a single component or resource. A bottleneck can cause slow execution, high latency, or low throughput. A production cluster has 3 executor nodes and uses the same virtual machine type for the driver and executor. When evaluating the Ganglia Metrics for this cluster, one can look for indicators that show how the cluster resources are being utilized, such as CPU, memory, disk, or network. If the overall cluster CPU utilization is around 25%, it means that only one out of the four nodes (driver + 3 executors) is using its full CPU capacity, while the other three nodes are idle or underutilized. This suggests that the code executing on the driver is taking too long or consuming too much CPU resources, preventing the executors from receiving tasks or data to process. This can happen when the code has driver-side operations that are not parallelized or distributed, such as collecting large amounts of data to the driver, performing complex calculations on the driver, or using non-Spark libraries on the driver. Verified References: [Databricks Certified Data Engineer Professional], under “Spark Core” section; Databricks Documentation, under “View cluster status and event logs - Ganglia metrics” section; Databricks Documentation, under “Avoid collecting large RDDs” section.

In a Spark cluster, the driver node is responsible for managing the execution of the Spark application, including scheduling tasks, managing the execution plan, and interacting with the cluster manager. If the overall cluster CPU utilization is low (e.g., around 25%), it may indicate that the driver node is not utilizing the available resources effectively and might be a bottleneck.

 This is the correct answer because Delta Lake uses a transaction log to store metadata about each table, including min and max statistics for each column in each data file. The Delta engine can use this information to quickly identify which files to load based on a filter condition, without scanning the entire table or the file footers. This is called data skipping and it can improve query performance significantly. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; [Databricks Documentation], under “Optimizations - Data Skipping” section.

In the Transaction log, Delta Lake captures statistics for each data file of the table. These statistics indicate per file:

- Total number of records

- Minimum value in each column of the first 32 columns of the table

- Maximum value in each column of the first 32 columns of the table

- Null value counts for in each column of the first 32 columns of the table

When a query with a selective filter is executed against the table, the query optimizer uses these statistics to generate the query result. it leverages them to identify data files that may contain records matching the conditional filter.

For the SELECT query in the question, The transaction log is scanned for min and max statistics for the price column

The scenario presented involves inconsistent microbatch processing times in a Structured Streaming job during peak hours, with the need to ensure that records are processed within 10 seconds. The trigger once option is the most suitable adjustment to address these challenges:

Understanding Triggering Options:

Fixed Interval Triggering (Current Setup): The current trigger interval of 10 seconds may contribute to the inconsistency during peak times as it doesn't adapt based on the processing time of the microbatches. If a batch takes longer to process, subsequent batches will start piling up, exacerbating the delays.

Trigger Once: This option allows the job to run a single microbatch for processing all available data and then stop. It is useful in scenarios where batch sizes are unpredictable and can vary significantly, which seems to be the case during peak hours in this scenario.

Implementation of Trigger Once:

Setup: Instead of continuously running, the job can be scheduled to run every 10 seconds using a Databricks job. This scheduling effectively acts as a custom trigger interval, ensuring that each execution cycle handles all available data up to that point without overlapping or queuing up additional executions.

Advantages: This approach allows for each batch to complete processing all available data before the next batch starts, ensuring consistency in handling data surges and preventing the system from being overwhelmed.

Rationale Against Other Options:

Option A and E (Decrease Interval): Decreasing the trigger interval to 5 seconds might exacerbate the problem by increasing the frequency of batch starts without ensuring the completion of previous batches, potentially leading to higher overhead and less efficient processing.

Option B (Increase Interval): Increasing the trigger interval to 30 seconds could lead to latency issues, as the data would be processed less frequently, which contradicts the requirement of processing records in less than 10 seconds.

Option C (Modify Partitions): While increasing parallelism through more shuffle partitions can improve performance, it does not address the fundamental issue of batch scheduling and could still lead to inconsistency during peak loads.

Conclusion:

By using the trigger once option and scheduling the job every 10 seconds, you ensure that each microbatch has sufficient time to process all available data thoroughly before the next cycle begins, aligning with the need to handle peak loads more predictably and efficiently.

References

Structured Streaming Programming Guide - Triggering

Databricks Jobs Scheduling

The failure is that the code to add CHECK constraints to the Delta Lake table fails when executed. The code uses ALTER TABLE ADD CONSTRAINT commands to add two CHECK constraints to a table named activity_details. The first constraint checks if the latitude value is between -90 and 90, and the second constraint checks if the longitude value is between -180 and 180. The cause of this failure is that the activity_details table already contains records that violate these constraints, meaning that they have invalid latitude or longitude values outside of these ranges. When adding CHECK constraints to an existing table, Delta Lake verifies that all existing data satisfies the constraints before adding them to the table. If any record violates the constraints, Delta Lake throws an exception and aborts the operation. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Add a CHECK constraint to an existing table” section.

https://docs.databricks.com/en/sql/language-manual/sql-ref-syntax-ddl-alter-table.html#add-constraint

Partitioning a Delta Lake table improves query performance by organizing data into partitions based on the values of a column. In the given schema, the date column is a good candidate for partitioning for several reasons:

Time-Based Queries: If queries frequently filter or group by date, partitioning by the date column can significantly improve performance by limiting the amount of data scanned.

Granularity: The date column likely has a granularity that leads to a reasonable number of partitions (not too many and not too few). This balance is important for optimizing both read and write performance.

Data Skew: Other columns like post_id or user_id might lead to uneven partition sizes (data skew), which can negatively impact performance.

Partitioning by post_time could also be considered, but typically date is preferred due to its more manageable granularity.

In Spark Structured Streaming, certain types of joins between a static DataFrame and a streaming DataFrame are not supported. Specifically, a right outer join where the static DataFrame is on the left side and the streaming DataFrame is on the right side is not valid. This is because Spark Structured Streaming cannot handle scenarios where it has to wait for new rows to arrive in the streaming DataFrame to match rows in the static DataFrame. The other join types listed (inner, left, and full outer joins) are supported in streaming-static DataFrame joins.

In Databricks, using the Secrets module allows for secure management of sensitive information such as database credentials. Granting 'Read' permissions on a secret key that maps to database credentials for a specific team ensures that only members of that team can access these credentials. This approach aligns with the principle of least privilege, granting users the minimum level of access required to perform their jobs, thus enhancing security.

The provided PySpark code performs the following operations:

Reads Data from silver_customer_sales Table:

The code starts by accessing the silver_customer_sales table using the spark.table method.

Groups Data by customer_id:

The .groupBy("customer_id") function groups the data based on the customer_id column.

Aggregates Data:

The .agg() function computes several aggregate metrics for each customer_id:

F.min("sale_date").alias("first_transaction_date"): Determines the earliest sale date for the customer.

F.max("sale_date").alias("last_transaction_date"): Determines the latest sale date for the customer.

F.mean("sale_total").alias("average_sales"): Calculates the average sale amount for the customer.

F.countDistinct("order_id").alias("total_orders"): Counts the number of unique orders placed by the customer.

F.sum("sale_total").alias("lifetime_value"): Calculates the total sales amount (lifetime value) for the customer.

Writes Data to gold_customer_lifetime_sales_summary Table:

The .write.mode("overwrite").table("gold_customer_lifetime_sales_summary") command writes the aggregated data to the gold_customer_lifetime_sales_summary table.

The mode("overwrite") specifies that the existing data in the gold_customer_lifetime_sales_summary table will be completely replaced by the new aggregated data.

Conclusion:

When this code is executed, it reads all records from the silver_customer_sales table, performs the specified aggregations grouped by customer_id, and then overwrites the entire gold_customer_lifetime_sales_summary table with the aggregated results. Therefore, option D accurately describes this process: "The gold_customer_lifetime_sales_summary table will be overwritten by aggregated values calculated from all records in the silver_customer_sales table as a batch job."

When introducing a new aggregation or a change in the logic of a Structured Streaming query, it is generally necessary to specify a new checkpoint location. This is because the checkpoint directory contains metadata about the offsets and the state of the aggregations of a streaming query. If the logic of the query changes, such as including a new aggregation field, the state information saved in the current checkpoint would not be compatible with the new logic, potentially leading to incorrect results or failures. Therefore, to accommodate the new field and ensure the streaming job has the correct starting point and state information for aggregations, a new checkpoint location should be specified.

Delta Lake optimized writes involve a shuffle operation before writing out data to the Delta table. The shuffle operation groups data by partition keys, which can lead to a reduction in the number of output files and potentially larger files, instead of multiple smaller files. This approach can significantly reduce the total number of files in the table, improve read performance by reducing the metadata overhead, and optimize the table storage layout, especially for workloads with many small files.

A unit test is designed to verify the correctness of a small, isolated piece of code, typically a single function. Testing a mathematical function that calculates the area under a curve is an example of a unit test because it is testing a specific, individual function to ensure it operates as expected.

Maximum concurrent runs: Set to 1. There must be only one instance of each query concurrently active. Retries: Set to Unlimited. https://docs.databricks.com/en/structured-streaming/query-recovery.html

The Databricks CLI allows users to manage clusters using command-line commands. The correct command for creating a cluster follows a specific format.

Key Components in the Command:

Command Type: databricks compute create is the correct syntax for creating a new compute resource (cluster).

Runtime Version: '14.3.x-scala2.12' specifies the Databricks runtime to use.

Workers: --num-workers 5 sets the number of worker nodes to 5.

Node Type: --node-type-id i3.xlarge defines the hardware configuration.

Cluster Name: --cluster-name DataEngineer_cluster assigns a recognizable name to the cluster.

Evaluation of Options:

Option A (databricks clusters create ...)

Incorrect: databricks clusters create is not a valid command in the Databricks CLI v0.205.

The correct CLI command for cluster creation is databricks compute create.

Option B (databricks clusters add ...)

Incorrect: databricks clusters add is not a valid CLI command.

Option C (databricks compute add ...)

Incorrect: databricks compute add is not a valid CLI command.

Option D (databricks compute create ...)

Correct: databricks compute create is the correct command for creating a cluster.

Conclusion:

The correct command to create a cluster with five workers, an i3.xlarge node type, and Databricks runtime 14.3.x-scala2.12 is:

databricks compute create 14.3.x-scala2.12 --num-workers 5 --node-type-id i3.xlarge --cluster-name Data Engineer_cluster

Thus, the correct answer is D.

To validate that all records from the source are included in the derived table, creating a view that performs a left outer join between the validation_copy table and the report table is effective. The view can highlight any discrepancies, such as null values in the report table's key columns, indicating missing records. This view can then be referenced in DLT (Delta Live Tables) expectations for the report table to ensure data integrity. This approach allows for a comprehensive comparison between the source and the derived table.

 This is the correct answer because it describes how Delta Lake can help to avoid data loss of this nature in the future. By ingesting all raw data and metadata from Kafka to a bronze Delta table, Delta Lake creates a permanent, replayable history of the data state that can be used for recovery or reprocessing in case of errors or omissions in downstream applications or pipelines. Delta Lake also supports schema evolution, which allows adding new columns to existing tables without affecting existing queries or pipelines. Therefore, if a critical field was omitted from an application that writes its Kafka source to Delta Lake, it can be easily added later and the data can be reprocessed from the bronze table without losing any information. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Delta Lake core features” section.

When adding new fields to a Delta table's schema, these fields will not be retrospectively applied to historical records that were ingested before the schema change. Consequently, while the team can use the new metadata fields to investigate transient processing delays moving forward, they will be unable to apply this diagnostic approach to past data that lacks these fields.

Delta Lake automatically collects statistics on the first 32 columns of each table. These statistics help optimize query performance through data skipping, which allows Databricks to scan only relevant parts of a table.

This feature significantly improves query efficiency, especially when dealing with large datasets.

Why Other Options Are Incorrect:

Option A: Views do not cache the most recent versions of the source table; they are recomputed when queried.

Option C: Z-ORDER can be applied to any data type, including strings, to optimize read performance.

Option D: Delta Lake does not enforce primary or foreign key constraints.

https://docs.databricks.com/en/delta/delta-change-data-feed.html

Comprehensive and Detailed Explanation From Exact Extract:

Exact extract: “Job clusters are created for a job run and terminate when the job completes.”

The DELETE operation in Delta Lake is ACID compliant, which means that once the operation is successful, the records are logically removed from the table. However, the underlying files that contained these records may still exist and be accessible via time travel to older versions of the table. To ensure that these records are physically removed and compliance with GDPR is maintained, a VACUUM command should be used to clean up these data files after a certain retention period. The VACUUM command will remove the files from the storage layer, and after this, the records will no longer be accessible.

The code creates a view called email_ltv that selects the email and ltv columns from a table called user_ltv, which has the following schema: email STRING, age INT, ltv INT. The code also uses the CASE WHEN expression to replace the email values with the string “REDACTED” if the user is not a member of the marketing group. The user who executes the query is not a member of the marketing group, so they will only see the email and ltv columns, and the email column will contain the string “REDACTED” in each row. Verified References: [Databricks Certified Data Engineer Professional], under “Lakehouse” section; Databricks Documentation, under “CASE expression” section.

https://delta.io/blog/2023-04-19-faster-aggregations-metadata/#:~:text=You%20can%20get%20the%20number,a%20given%20Delta%20table%20version .

This is the correct answer because Databricks has a feature called Auto Optimize, which automatically optimizes the layout of Delta Lake tables by coalescing small files into larger ones and sorting data within each file by a specified column. However, Auto Optimize also considers the trade-off between file size and merge performance, and may choose a smaller target file size to reduce the duration of merge operations, especially for streaming workloads that frequently update existing records. Therefore, it is possible that Auto Optimize has autotuned to a smaller target file size based on the characteristics of the streaming production job. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Auto Optimize” section. https://docs.databricks.com/en/delta/tune-file-size.html#autotune-table 'Autotune file size based on workload'

This is the correct answer because it efficiently updates the account current table with only the most recent value for each user id. The code filters records in account history using the last updated field and the most recent hour processed, which means it will only process the latest batch of data. It also filters by the max last login by user id, which means it will only keep the most recent record for each user id within that batch. Then, it writes a merge statement to update or insert the most recent value for each user id into account current, which means it will perform an upsert operation based on the user id column. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Upsert into a table using merge” section.

To create an external or unmanaged Delta Lake table, you need to use the EXTERNAL keyword in the CREATE TABLE statement. This indicates that the table is not managed by the catalog and the data files are not deleted when the table is dropped. You also need to provide a LOCATION clause to specify the path where the data files are stored. For example:

CREATE EXTERNAL TABLE events ( date DATE, eventId STRING, eventType STRING, data STRING) USING DELTA LOCATION ‘/mnt/delta/events’;

This creates an external Delta Lake table named events that references the data files in the ‘/mnt/delta/events’ path. If you drop this table, the data files will remain intact and you can recreate the table with the same statement.

The correct answer is A. withWatermark(“event_time”, “10 minutes”). This is because the question asks for incremental state information to be maintained for 10 minutes for late-arriving data. The withWatermark method is used to define the watermark for late data. The watermark is a timestamp column and a threshold that tells the system how long to wait for late data. In this case, the watermark is set to 10 minutes. The other options are incorrect because they are not valid methods or syntax for watermarking in Structured Streaming. References:

Watermarking: https://docs.databricks.com/spark/latest/structured-streaming/watermarks.html

Windowed aggregations: https://docs.databricks.com/spark/latest/structured-streaming/window-operations.html

Delta Lake's Liquid Clustering is an advanced feature that improves query performance by dynamically clustering data without requiring costly compaction steps like traditional Z-ordering.

When performing writes to a Liquid Clustered table, some write operations automatically maintain clustering, while others do not.

Explanation of Each Option:

(A) spark.writestream.format('delta').mode('append') (Correct Answer)

Reason: Streaming writes (writestream) do not support Liquid Clustering because streaming data arrives in micro-batches.

Since Liquid Clustering needs efficient global reorganization of files, streaming append operations don't provide sufficient data volume at a time to be effectively clustered.

Delta Lake documentation states that Liquid Clustering is only supported for batch writes.

(B) CTAS and RTAS statements

Reason: CREATE TABLE AS SELECT (CTAS) and REPLACE TABLE AS SELECT (RTAS) are batch operations and can enforce Liquid Clustering.

These operations create or replace a table based on a query result, and since they are batch-based, Liquid Clustering applies.

(C) INSERT INTO operations

Reason: INSERT INTO is supported for Liquid Clustering because it is a batch operation.

While it may not be as efficient as MERGE or COPY INTO, clustering is applied upon execution.

(D) spark.write.format('delta').mode('append')

Reason: Batch append operations are supported for Liquid Clustering.

Unlike streaming append, batch writes allow the optimizer to re-cluster data efficiently.

Conclusion:

Since streaming append operations do not support Liquid Clustering, option (A) is the correct answer.

The provided MERGE statement is a classic implementation of a Type 2 SCD in a data warehousing context. In this approach, historical data is preserved by keeping old records (marking them as not current) and adding new records for changes. Specifically, when a match is found and there's a change in the address, the existing record in the customers table is updated to mark it as no longer current (current = false), and an end date is assigned (end_date = staged_updates.effective_date). A new record for the customer is then inserted with the updated information, marked as current. This method ensures that the full history of changes to customer information is maintained in the table, allowing for time-based analysis of customer data.

This is the correct answer because it is the maximum notebook permissions that can be granted to the user without allowing accidental changes to production code or data. Notebook permissions are used to control access to notebooks in Databricks workspaces. There are four types of notebook permissions: Can Manage, Can Edit, Can Run, and Can Read. Can Manage allows full control over the notebook, including editing, running, deleting, exporting, and changing permissions. Can Edit allows modifying and running the notebook, but not changing permissions or deleting it. Can Run allows executing commands in an existing cluster attached to the notebook, but not modifying or exporting it. Can Read allows viewing the notebook content, but not running or modifying it. In this case, granting Can Read permission to the user will allow them to review the production logic in the notebook without allowing them to make any changes to it or run any commands that may affect production data. Verified References: [Databricks Certified Data Engineer Professional], under “Databricks Workspace” section; Databricks Documentation, under “Notebook permissions” section.