Databricks-Certified-Professional-Data-Engineer Databricks Certified Data Engineer Professional Exam Questions and Answers

DBFS is a file system protocol that allows users to interact with files stored in object storage using syntax and guarantees similar to Unix file systems1. DBFS is not a physical file system, but a layer over the object storage that provides a unified view of data across different data sources1. By default, the DBFS root is accessible to all users in the workspace, and the access to mounted data sources depends on the permissions of the storage account or container2. Mounted storage volumes do not need to have full public read and write permissions, but they do require a valid connection string or access key to be provided when mounting3. Both the DBFS root and mounted storage can be accessed when using %sh in a Databricks notebook, as long as the cluster has FUSE enabled4. The DBFS root does not store files in ephemeral block volumes attached to the driver, but in the object storage associated with the workspace1. Mounted directories will persist saved data to external storage between sessions, unless they are unmounted or deleted3. References: DBFS, Work with files on Azure Databricks, Mounting cloud object storage on Azure Databricks, Access DBFS with FUSE

This is the correct answer because it is where in the Spark UI one can diagnose a performance problem induced by not leveraging predicate push-down. Predicate push-down is an optimization technique that allows filtering data at the source before loading it into memory or processing it further. This can improve performance and reduce I/O costs by avoiding reading unnecessary data. To leverage predicate push-down, one should use supported data sources and formats, such as Delta Lake, Parquet, or JDBC, and use filter expressions that can be pushed down to the source. To diagnose a performance problem induced by not leveraging predicate push-down, one can use the Spark UI to access the Query Detail screen, which shows information about a SQL query executed on a Spark cluster. The Query Detail screen includes the Physical Plan, which is the actual plan executed by Spark to perform the query. The Physical Plan shows the physical operators used by Spark, such as Scan, Filter, Project, or Aggregate, and their input and output statistics, such as rows and bytes. By interpreting the Physical Plan, one can see if the filter expressions are pushed down to the source or not, and how much data is read or processed by each operator. Verified References: [Databricks Certified Data Engineer Professional], under “Spark Core” section; Databricks Documentation, under “Predicate pushdown” section; Databricks Documentation, under “Query detail page” section.

In Databricks notebooks, using the display() function triggers an action that forces Spark to execute the code and produce a result. However, Spark operations are generally divided into transformations and actions. Transformations create a new dataset from an existing one and are lazy, meaning they are not computed immediately but added to a logical plan. Actions, like display(), trigger the execution of this logical plan.

Repeatedly running the same code cell can lead to misleading performance measurements due to caching. When a dataset is used multiple times, Spark's optimization mechanism caches it in memory, making subsequent executions faster. This behavior does not accurately represent the first-time execution performance in a production environment where data might not be cached yet.

To get a more realistic measure of performance, it is recommended to:

• Clear the cache or restart the cluster to avoid the effects of caching.
• Test the entire workflow end-to-end rather than cell-by-cell to understand the cumulative performance.
• Consider using a representative sample of the production data, ensuring it includes various cases the code will encounter in production.

References:

• Databricks Documentation on Performance Optimization: Databricks Performance Tuning
• Apache Spark Documentation: RDD Programming Guide - Understanding transformations and actions

This is the correct answer because it is the REST API call that can be used to review the notebooks configured to run as tasks in a multi-task job. The REST API is an interface that allows programmatically interacting with Databricks resources, such as clusters, jobs, notebooks, or tables. The REST API uses HTTP methods, such as GET, POST, PUT, or DELETE, to perform operations on these resources. The /jobs/get endpoint is a GET method that returns information about a job given its job ID. The information includes the job settings, such as the name, schedule, timeout, retries, email notifications, and tasks. The tasks are the units of work that a job executes. A task can be a notebook task, which runs a notebook with specified parameters; a jar task, which runs a JAR uploaded to DBFS with specified main class and arguments; or a python task, which runs a Python file uploaded to DBFS with specified parameters. A multi-task job is a job that has more than one task configured to run in a specific order or in parallel. By using the /jobs/get endpoint, one can review the notebooks configured to run as tasks in a multi-task job. Verified References: [Databricks Certified Data Engineer Professional], under “Databricks Jobs” section; Databricks Documentation, under “Get” section; Databricks Documentation, under “JobSettings” section.

A unit test is designed to verify the correctness of a small, isolated piece of code, typically a single function. Testing a mathematical function that calculates the area under a curve is an example of a unit test because it is testing a specific, individual function to ensure it operates as expected.

References:

• Software Testing Fundamentals: Unit Testing

The CHECK constraint is used to ensure that the data inserted into the table meets the specified conditions. In this case, the CHECK constraint is used to ensure that the latitude and longitude values are within the specified range. If the data does not meet the specified conditions, the write operation will fail completely and no records will be inserted into the target table. This is because Delta Lake supports ACID transactions, which means that either all the data is written or none of it is written. Therefore, the batch insert will fail when it encounters a record that violates the constraint, and the target table will not be updated. References:

• Constraints: https://docs.delta.io/latest/delta-constraints.html
• ACID Transactions: https://docs.delta.io/latest/delta-intro.html#acid-transactions

The correct answer is A. withWatermark(“event_time”, “10 minutes”). This is because the question asks for incremental state information to be maintained for 10 minutes for late-arriving data. The withWatermark method is used to define the watermark for late data. The watermark is a timestamp column and a threshold that tells the system how long to wait for late data. In this case, the watermark is set to 10 minutes. The other options are incorrect because they are not valid methods or syntax for watermarking in Structured Streaming. References:

• Watermarking: https://docs.databricks.com/spark/latest/structured-streaming/watermarks.html
• Windowed aggregations: https://docs.databricks.com/spark/latest/structured-streaming/window-operations.html

 This is the correct answer because it describes how Delta Lake can help to avoid data loss of this nature in the future. By ingesting all raw data and metadata from Kafka to a bronze Delta table, Delta Lake creates a permanent, replayable history of the data state that can be used for recovery or reprocessing in case of errors or omissions in downstream applications or pipelines. Delta Lake also supports schema evolution, which allows adding new columns to existing tables without affecting existing queries or pipelines. Therefore, if a critical field was omitted from an application that writes its Kafka source to Delta Lake, it can be easily added later and the data can be reprocessed from the bronze table without losing any information. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Delta Lake core features” section.

Creating a view is a straightforward solution that can address the need for field name standardization and selective field sharing between departments. A view allows for presenting a transformed version of the underlying data without duplicating it. In this scenario, the view would only include the approved fields for the sales team and rename any fields as per their naming conventions.

References:

• Databricks documentation on using SQL views in Delta Lake: https://docs.databricks.com/delta/quick-start.html#sql-views

The logic uses the MERGE INTO command to merge new records from the view updates into the table customers. The MERGE INTO command takes two arguments: a target table and a source table or view. The command also specifies a condition to match records between the target and the source, and a set of actions to perform when there is a match or not. In this case, the condition is to match records by customer_id, which is the primary key of the customers table. The actions are to update the existing record in the target with the new values from the source, and set the current_flag to false to indicate that the record is no longer current; and to insert a new record in the target with the new values from the source, and set the current_flag to true to indicate that the record is current. This means that old values are maintained but marked as no longer current and new values are inserted, which is the definition of a Type 2 table. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Merge Into (Delta Lake on Databricks)” section.

In Databricks and Delta Lake, transactions are indeed ACID-compliant, but this compliance is limited to single table transactions. Delta Lake does not inherently enforce foreign key constraints, which are a staple in relational database systems for maintaining referential integrity between tables. This means that when migrating workloads from a relational database system to Databricks Lakehouse, engineers need to reconsider how to maintain data integrity and relationships that were previously enforced by foreign key constraints. Unlike traditional relational databases where foreign key constraints help in maintaining the consistency across tables, in Databricks Lakehouse, the data engineer has to manage data consistency and integrity at the application level or through careful design of ETL processes.References:

• Databricks Documentation on Delta Lake: Delta Lake Guide
• Databricks Documentation on ACID Transactions in Delta Lake: ACID Transactions in Delta Lake

The daily_store_sales table contains all the information needed to update store_sales_summary. The schema of the table is:

store_id INT, sales_date DATE, total_sales FLOAT

The daily_store_sales table is implemented as a Type 1 table, which means that old values are overwritten by new values and no history is maintained. The total_sales column might be adjusted after manual data auditing, which means that the data in the table may change over time.

The safest approach to generate accurate reports in the store_sales_summary table is to use Structured Streaming to subscribe to the change data feed for daily_store_sales and apply changes to the aggregates in the store_sales_summary table with each update. Structured Streaming is a scalable and fault-tolerant stream processing engine built on Spark SQL. Structured Streaming allows processing data streams as if they were tables or DataFrames, using familiar operations such as select, filter, groupBy, or join. Structured Streaming also supports output modes that specify how to write the results of a streaming query to a sink, such as append, update, or complete. Structured Streaming can handle both streaming and batch data sources in a unified manner.

The change data feed is a feature of Delta Lake that provides structured streaming sources that can subscribe to changes made to a Delta Lake table. The change data feed captures both data changes and schema changes as ordered events that can be processed by downstream applications or services. The change data feed can be configured with different options, such as starting from a specific version or timestamp, filtering by operation type or partition values, or excluding no-op changes.

By using Structured Streaming to subscribe to the change data feed for daily_store_sales, one can capture and process any changes made to the total_sales column due to manual data auditing. By applying these changes to the aggregates in the store_sales_summary table with each update, one can ensure that the reports are always consistent and accurate with the latest data. Verified References: [Databricks Certified Data Engineer Professional], under “Spark Core” section; Databricks Documentation, under “Structured Streaming” section; Databricks Documentation, under “Delta Change Data Feed” section.

The query uses the CREATE TABLE USING DELTA syntax to create a Delta Lake table from an existing Parquet file stored in DBFS. The query also uses the LOCATION keyword to specify the path to the Parquet file as /mnt/finance_eda_bucket/tx_sales.parquet. By using the LOCATION keyword, the query creates an external table, which is a table that is stored outside of the default warehouse directory and whose metadata is not managed by Databricks. An external table can be created from an existing directory in a cloud storage system, such as DBFS or S3, that contains data files in a supported format, such as Parquet or CSV.

The resulting state after running the second command is that an external table will be created in the storage container mounted to /mnt/finance_eda_bucket with the new name prod.sales_by_store. The command will not change any data or move any files in the storage container; it will only update the table reference in the metastore and create a new Delta transaction log for the renamed table. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “ALTER TABLE RENAME TO” section; Databricks Documentation, under “Create an external table” section.

This is the correct answer because skew is a common situation that causes increased duration of the overall job. Skew occurs when some partitions have more data than others, resulting in uneven distribution of work among tasks and executors. Skew can be caused by various factors, such as skewed data distribution, improper partitioning strategy, or join operations with skewed keys. Skew can lead to performance issues such as long-running tasks, wasted resources, or even task failures due to memory or disk spills. Verified References: [Databricks Certified Data Engineer Professional], under “Performance Tuning” section; Databricks Documentation, under “Skew” section.

This is the correct answer because it accurately informs this decision. The decision is about where the Databricks workspace used by the contractors should be deployed. The contractors are based in India, while all the company’s data is stored in regional cloud storage in the United States. When choosing a region for deploying a Databricks workspace, one of the important factors to consider is the proximity to the data sources and sinks. Cross-region reads and writes can incur significant costs and latency due to network bandwidth and data transfer fees. Therefore, whenever possible, compute should be deployed in the same region the data is stored to optimize performance and reduce costs. Verified References: [Databricks Certified Data Engineer Professional], under “Databricks Workspace” section; Databricks Documentation, under “Choose a region” section.

https://docs.databricks.com/en/lakehouse/data-objects.html

The code creates a view called email_ltv that selects the email and ltv columns from a table called user_ltv, which has the following schema: email STRING, age INT, ltv INT. The code also uses the CASE WHEN expression to replace the email values with the string “REDACTED” if the user is not a member of the marketing group. The user who executes the query is not a member of the marketing group, so they will only see the email and ltv columns, and the email column will contain the string “REDACTED” in each row. Verified References: [Databricks Certified Data Engineer Professional], under “Lakehouse” section; Databricks Documentation, under “CASE expression” section.

This is the correct answer because the code uses the dropDuplicates method to remove any duplicate records within each batch of data before writing to the orders table. However, this method does not check for duplicates across different batches or in the target table, so it is possible that newly written records may have duplicates already present in the target table. To avoid this, a better approach would be to use Delta Lake and perform an upsert operation using mergeInto. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “DROP DUPLICATES” section.

Delta Lake optimized writes involve a shuffle operation before writing out data to the Delta table. The shuffle operation groups data by partition keys, which can lead to a reduction in the number of output files and potentially larger files, instead of multiple smaller files. This approach can significantly reduce the total number of files in the table, improve read performance by reducing the metadata overhead, and optimize the table storage layout, especially for workloads with many small files.

References:

• Databricks documentation on Delta Lake performance tuning: https://docs.databricks.com/delta/optimizations/auto-optimize.html

In Databricks Repos, when a user does not have privileges to make changes directly to the main branch of a cloned remote Git repository, the recommended approach is to create a new branch within the Databricks workspace. The developer can then make changes in this new branch, commit those changes, and push the new branch to the remote Git repository. This workflow allows for isolated development without affecting the main branch, enabling the developer to propose changes via a pull request from the new branch to the main branch in the remote repository. This method adheres to common Git collaboration workflows, fostering code review and collaboration while ensuring the integrity of the main branch.

References:

• Databricks documentation on using Repos with Git: https://docs.databricks.com/repos.html

Given the information that the model is registered with MLflow and assuming predict is the method used to apply the model to a set of columns, we use the model.predict() function to apply the model to the DataFrame df using the specified columns. The model.predict() function is designed to take in a DataFrame and a list of column names as arguments, applying the trained model to these features to produce a predictions column. When working with PySpark, this predictions column needs to be selected alongside the customer_id to create a new DataFrame with the schema customer_id LONG, predictions DOUBLE.

References:

• MLflow documentation on using Python function models: https://www.mlflow.org/docs/latest/models.html#python-function-python
• PySpark MLlib documentation on model prediction: https://spark.apache.org/docs/latest/ml-pipeline.html#pipeline

Converting the data to Delta Lake may not improve query performance on free text fields with high cardinality, such as the review column. This is because Delta Lake collects statistics on the minimum and maximum values of each column, which are not very useful for filtering or skipping data on free text fields. Moreover, Delta Lake collects statistics on the first 32 columns by default, which may not include the review column if the table has more columns. Therefore, the junior data engineer’s suggestion is not correct. A better approach would be to use a full-text search engine, such as Elasticsearch, to index and query the review column. Alternatively, you can use natural language processing techniques, such as tokenization, stemming, and lemmatization, to preprocess the review column and create a new column with normalized terms that can be used for filtering or skipping data. References:

• Optimizations: https://docs.delta.io/latest/optimizations-oss.html
• Full-text search with Elasticsearch: https://docs.databricks.com/data/data-sources/elasticsearch.html
• Natural language processing: https://docs.databricks.com/applications/nlp/index.html

Delta Lake, built on top of Parquet, enhances query performance through data skipping, which is based on the statistics collected for each file in a table. For tables with a large number of columns, Delta Lake by default collects and stores statistics only for the first 32 columns. These statistics include min/max values and null counts, which are used to optimize query execution by skipping irrelevant data files. When dealing with highly nested JSON structures, understanding this behavior is crucial for schema design, especially when determining which fields should be flattened or prioritized in the table structure to leverage data skipping efficiently for performance optimization.References: Databricks documentation on Delta Lake optimization techniques, including data skipping and statistics collection (https://docs.databricks.com/delta/optimizations/index.html ).

This is the correct answer because it is the cluster configuration that will result in maximum performance for a job with at least one wide transformation. A wide transformation is a type of transformation that requires shuffling data across partitions, such as join, groupBy, or orderBy. Shuffling can be expensive and time-consuming, especially if there are too many or too few partitions. Therefore, it is important to choose a cluster configuration that can balance the trade-off between parallelism and network overhead. In this case, having 8 VMs with 50 GB per executor and 20 cores per executor will create 8 partitions, each with enough memory and CPU resources to handle the shuffling efficiently. Having fewer VMs with more memory and cores per executor will create fewer partitions, which will reduce parallelism and increase the size of each shuffle block. Having more VMs with less memory and cores per executor will create more partitions, which will increase parallelism but also increase the network overhead and the number of shuffle files. Verified References: [Databricks Certified Data Engineer Professional], under “Performance Tuning” section; Databricks Documentation, under “Cluster configurations” section.

To validate that all records from the source are included in the derived table, creating a view that performs a left outer join between the validation_copy table and the report table is effective. The view can highlight any discrepancies, such as null values in the report table's key columns, indicating missing records. This view can then be referenced in DLT (Delta Live Tables) expectations for the report table to ensure data integrity. This approach allows for a comprehensive comparison between the source and the derived table.

References:

• Databricks Documentation on Delta Live Tables and Expectations: Delta Live Tables Expectations

This is the correct answer because it describes a limitation of Databricks Secrets. Databricks Secrets is a module that provides tools to store sensitive credentials and avoid accidentally displaying them in plain text. Databricks Secrets allows creating secret scopes, which are collections of secrets that can be accessed by users or groups. Databricks Secrets also allows creating and managing secrets using the Databricks CLI or the Databricks REST API. However, a limitation of Databricks Secrets is that the Databricks REST API can be used to list secrets in plain text if the personal access token has proper credentials. Therefore, users should still be careful with which credentials are stored in Databricks Secrets and which users have access to using these secrets. Verified References: [Databricks Certified Data Engineer Professional], under “Databricks Workspace” section; Databricks Documentation, under “List secrets” section.

This is the correct answer because the window function is used to group streaming data by time intervals. The window function takes two arguments: a time column and a window duration. The window duration specifies how long each window is, and must be a multiple of 1 second. In this case, the window duration is “5 minutes”, which means each window will cover a non-overlapping five-minute interval. The window function also returns a struct column with two fields: start and end, which represent the start and end time of each window. The alias function is used to rename the struct column as “time”. Verified References: [Databricks Certified Data Engineer Professional], under “Structured Streaming” section; Databricks Documentation, under “WINDOW” section. https://www.databricks.com/blog/2017/05/08/event-time-aggregation-watermarking-apache-sparks-structured-streaming.html

This is the correct answer because it characterizes the general programming model used by Spark Structured Streaming, which is to treat a live data stream as a table that is being continuously appended. This leads to a new stream processing model that is very similar to a batch processing model, where users can express their streaming computation using the same Dataset/DataFrame API as they would use for static data. The Spark SQL engine will take care of running the streaming query incrementally and continuously and updating the final result as streaming data continues to arrive. Verified References: [Databricks Certified Data Engineer Professional], under “Structured Streaming” section; Databricks Documentation, under “Overview” section.

This is the correct answer because it accurately presents information about Delta Lake and Databricks that may impact the decision-making process of a junior data engineer who is trying to determine the best approach for dealing with schema declaration given the highly-nested structure of the data and the numerous fields. Delta Lake and Databricks support schema inference and evolution, which means that they can automatically infer the schema of a table from the source data and allow adding new columns or changing column types without affecting existing queries or pipelines. However, schema inference and evolution may not always be desirable or reliable, especially when dealing with complex or nested data structures or when enforcing data quality and consistency across different systems. Therefore, setting types manually can provide greater assurance of data quality enforcement and avoid potential errors or conflicts due to incompatible or unexpected data types. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Schema inference and partition of streaming DataFrames/Datasets” section.

Delta Lake's time travel feature allows users to access previous versions of a table, providing a powerful tool for auditing and versioning. However, using time travel as a long-term versioning solution for auditing purposes can be less optimal in terms of cost and performance, especially as the volume of data and the number of versions grow. For maintaining a full history of valid street addresses as they appear in a customers table, using a Type 2 table (where each update creates a new record with versioning) might provide better scalability and performance by avoiding the overhead associated with accessing older versions of a large table. While Type 1 tables, where existing records are overwritten with new values, seem simpler and can leverage time travel for auditing, the critical piece of information is that time travel might not scale well in cost or latency for long-term versioning needs, making a Type 2 approach more viable for performance and scalability.References:

• Databricks Documentation on Delta Lake's Time Travel: Delta Lake Time Travel
• Databricks Blog on Managing Slowly Changing Dimensions in Delta Lake: Managing SCDs in Delta Lake

Option B correctly fills in the blank to meet the specified requirements. Option B uses the “cloudFiles.schemaLocation” option, which is required for the schema detection and evolution functionality of Databricks Auto Loader. Additionally, option B uses the “mergeSchema” option, which is required for the schema evolution functionality of Databricks Auto Loader. Finally, option B uses the “writeStream” method, which is required for the incremental processing of JSON files as they arrive in a source directory. The other options are incorrect because they either omit the required options, use the wrong method, or use the wrong format. References:

• Configure schema inference and evolution in Auto Loader: https://docs.databricks.com/en/ingestion/auto-loader/schema.html
• Write streaming data: https://docs.databricks.com/spark/latest/structured-streaming/writing-streaming-data.html

This is the correct answer because it describes what will happen with new records that have the same event_id as an existing record when the query is executed. The query uses the INSERT INTO command to append new records from the view new_events to the table events. However, the INSERT INTO command does not check for duplicate values in the primary key column (event_id) and does not perform any update or delete operations on existing records. Therefore, if there are new records that have the same event_id as an existing record, they will be ignored and not inserted into the table events. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Append data using INSERT INTO” section.

"If none of the WHEN MATCHED conditions evaluate to true for a source and target row pair that matches the merge_condition, then the target row is left unchanged." https://docs.databricks.com/en/sql/language-manual/delta-merge-into.html#:~:text=If%20none%20of%20the%20WHEN%20MATCHED%20conditions%20evaluate%20to%20true%20for%20a%20source%20and%20target%20row%20pair%20that%20matches%20the%20merge_condition%2C%20then%20the%20target%20row%20is%20left%20unchanged .