Investment Funds in Canada (IFC) Exam
Last Update Aug 30, 2025
Total Questions : 399 With Comprehensive Analysis
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Last Update Aug 30, 2025
Total Questions : 399 With Comprehensive Analysis
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Which of the following qualifies as personal information under the Personal Information Protection and Electronic Documents Act (PIPEDA)?
Quintin has been a Dealing Representative for Global Maximum Financial for 5 years. Today, he opened an account for his new client, Reginald. In addition to opening a new account, Reginald agreed to
accept Quintin's investment recommendation and placed a purchase order to buy units of the Global Maximum Value Equity fund.
Quintin informed his Branch Manager Lupita about this new account on the same day the purchase order was received. Lupita told Quintin that she would complete her review of the New Client Application Form (NCAF) by no later than tomorrow.
Which statement regarding this new account opening is CORRECT?
Which of the following is a characteristic of a bond fund?