SPLK-2002 Splunk Enterprise Certified Architect Questions and Answers

In search head clustering, there are two methods to transfer captaincy to a different member. One method is to use the Search Head Clustering settings menu from Splunk Web on any member. This method allows the user to select a specific member to become the new captain, or to let Splunk choose the best candidate. The other method is to run the splunk transfer shcluster-captain command from the member that the user wants to become the new captain. This method requires the user to know the name of the target member and to have access to the CLI of that member. Using the Monitoring Console is not a method to transfer captaincy, because the Monitoring Console does not have the option to change the captain. Running the splunk transfer shcluster-captain command from the current captain is not a method to transfer captaincy, because this command will fail with an error message

 A collection is defined in the collections.conf file, which specifies the name, schema, and permissions of the collection. The kvstore.conf file is used to configure the KV store settings, such as the port, SSL, and replication factor. The other two files do not exist1

According to the indexes.conf reference in Splunk Enterprise, the parameter maxDataSize controls the maximum size (in GB or MB) of a single hot bucket before Splunk rolls it to a warm bucket. When the value is set to auto_high_volume on a 64-bit system, Splunk automatically sets the maximum hot bucket size to 10 GB.

The “auto” settings allow Splunk to choose optimized values based on the system architecture:

auto: Default hot bucket size of 750 MB (32-bit) or 10 GB (64-bit).

auto_high_volume: Specifically tuned for high-ingest indexes; on 64-bit systems, this equals 10 GB per hot bucket.

auto_low_volume: Uses smaller bucket sizes for lightweight indexes.

The purpose of larger hot bucket sizes on 64-bit systems is to improve indexing performance and reduce the overhead of frequent bucket rolling during heavy data ingestion. The documentation explicitly warns that these sizes differ on 32-bit systems due to memory addressing limitations.

Thus, for high-throughput environments running 64-bit operating systems, auto_high_volume = 10 GB is the correct and Splunk-documented configuration.

References (Splunk Enterprise Documentation):

• indexes.conf – maxDataSize Attribute Reference

• Managing Index Buckets and Data Retention

• Splunk Enterprise Admin Manual – Indexer Storage Configuration

• Splunk Performance Tuning: Bucket Management and Hot/Warm Transitions

According to the Splunk documentation1, metrics.log is a file that contains various metrics data for reviewing product behavior, such as pipeline, queue, thruput, and tcpout_connections. Metrics.log is stored in the _internal index by default2, which is a special index that contains internal logs and metrics for Splunk Enterprise. The other options are false because:

main is the default index for user data, not internal data3.

_telemetry is an index that contains data collected by the Splunk Telemetry feature, which sends anonymous usage and performance data to Splunk4.

_introspection is an index that contains data collected by the Splunk Monitoring Console, which monitors the health and performance of Splunk components.

The following may explain the problem of why a colleague cannot see the src_ip field in their search results: The field was extracted as a private knowledge object, and the colleague did not explicitly use the field in the search and the search was set to Fast Mode. A knowledge object is a Splunk entity that applies some knowledge or intelligence to the data, such as a field extraction, a lookup, or a macro. A knowledge object can have different permissions, such as private, app, or global. A private knowledge object is only visible to the user who created it, and it cannot be shared with other users. A field extraction is a type of knowledge object that extracts fields from the raw data at index time or search time. If a field extraction is created as a private knowledge object, then only the user who created it can see the extracted field in their search results. A search mode is a setting that determines how Splunk processes and displays the search results, such as Fast, Smart, or Verbose. Fast mode is the fastest and most efficient search mode, but it also limits the number of fields and events that are displayed. Fast mode only shows the default fields, such as _time, host, source, sourcetype, and _raw, and any fields that are explicitly used in the search. If a field is not used in the search and it is not a default field, then it will not be shown in Fast mode. The events are tagged as communicate, but are missing the network tag, and the Typing Queue, which does regular expression replacements, is blocked, are not valid explanations for the problem. Tags are labels that can be applied to fields or field values to make them easier to search. Tags do not affect the visibility of fields, unless they are used as filters in the search. The Typing Queue is a component of the Splunk data pipeline that performs regular expression replacements on the data, such as replacing IP addresses with host names. The Typing Queue does not affect the field extraction process, unless it is configured to do so

 Syslog is a standard protocol for sending log messages from various devices and applications to a central server. Syslog can use either UDP or TCP as the transport layer protocol. UDP is faster but less reliable, as it does not guarantee delivery or order of the messages. TCP is slower but more reliable, as it ensures delivery and order of the messages. Therefore, to improve the reliability of syslog delivery to Splunk, it is recommended to use TCP syslog.

Another option to improve the reliability of syslog delivery to Splunk is to use one or more syslog servers to persist data with a Universal Forwarder to send the data to Splunk indexers. This way, the syslog servers can act as a buffer and store the data in case of network or Splunk outages. The Universal Forwarder can then forward the data to Splunk indexers when they are available.

Using a network load balancer to direct syslog traffic to active backend syslog listeners is not a reliable option, as it does not address the possibility of data loss or duplication due to network failures or Splunk outages. Configuring UDP inputs on each Splunk indexer to receive data directly is also not a reliable option, as it exposes the indexers to the network and increases the risk of data loss or duplication due to UDP limitations.

According to the Splunk documentation1, indexer cluster knowledge bundles are the configuration files that the cluster master distributes to the peer nodes as part of the cluster configuration bundle. The knowledge bundles contain the knowledge objects, such as event types, tags, lookups, and so on, that are relevant for indexing and searching the data. The cluster master creates the knowledge bundles by merging the app-name/default and app-name/local directories from the apps that reside on the master node. The cluster master then pushes the knowledge bundles to the peer nodes, where they reside under the $SPLUNK_HOME/var/run directory2. The other options are false because:

Only app-name/local is pushed. This is false because the cluster master pushes both the app-name/default and app-name/local directories, after merging them, to the peer nodes. The app-name/local directory contains the local customizations of the app configuration, while the app-name/default directory contains the default app configuration3.

Only app-name/default is pushed. This is false because the cluster master pushes both the app-name/default and app-name/local directories, after merging them, to the peer nodes. The app-name/default directory contains the default app configuration, while the app-name/local directory contains the local customizations of the app configuration3.

app-name/default and app-name/local are pushed without change. This is false because the cluster master merges the app-name/default and app-name/local directories before pushing them to the peer nodes. This ensures that the peer nodes have the latest and consistent configuration of the apps3.

This is where in the Job Inspector details can be found to help determine where performance is affected, as it shows the time and resources spent by each component of the search, such as commands, subsearches, lookups, and post-processing1. The Execution Costs > Components section can help identify the most expensive or inefficient parts of the search, and suggest ways to optimize or improve the search performance1. The other options are not as useful as the Execution Costs > Components section for finding performance issues. Option A, Search Job Properties > runDuration, shows the total time, in seconds, that the search took to run2. This can indicate the overall performance of the search, but it does not provide any details on the specific components or factors that affected the performance. Option B, Search Job Properties > runtime, shows the time, in seconds, that the search took to run on the search head2. This can indicate the performance of the search head, but it does not account for the time spent on the indexers or the network. Option C, Job Details Dashboard > Total Events Matched, shows the number of events that matched the search criteria3. This can indicate the size and scope of the search, but it does not provide any information on the performance or efficiency of the search. Therefore, option D is the correct answer, and options A, B, and C are incorrect.

1: Execution Costs > Components 2: Search Job Properties 3: Job Details Dashboard

In the context of splunkd.log events written to the _internal index, the field that identifies the specific log channel is the "channel" field. This information is confirmed by the Splunk Common Information Model (CIM) documentation, where "channel" is listed as a field name associated with Splunk Audit Logs​​.

The Splunk Managing Indexes and Storage Documentation explains that when multiple data sources with significantly different ingestion rates share a single index, index bucket management is governed by volume-based rotation, not by source or time. This means that high-volume data causes buckets to fill and roll more quickly, which in turn causes low-volume data to age out prematurely, even if it is relatively recent — hence Option C is correct.

Additionally, because Splunk organizes data within index buckets based on event time and storage characteristics, low-volume data mixed with high-volume data results in inefficient searches for smaller datasets. Queries that target the low-volume source will have to scan through the same large number of buckets containing the high-volume data, leading to slower-than-necessary search performance — Option B.

Compression efficiency (Option A) and performance optimization through data mixing (Option D) are not influenced by mixing volume patterns; these are determined by the event structure and compression algorithm, not source diversity. Splunk best practices recommend separating data sources into different indexes based on usage, volume, and retention requirements to optimize both performance and lifecycle management.

References (Splunk Enterprise Documentation):

• Managing Indexes and Storage – How Splunk Manages Buckets and Data Aging

• Splunk Indexing Performance and Data Organization Best Practices

• Splunk Enterprise Architecture and Data Lifecycle Management

• Best Practices for Data Volume Segregation and Retention Policies

The curl https://serverhost:8089/services/admin/inputstatus/TailingProcessor:FileStatus command is used to check the status of the tailed files when troubleshooting monitor inputs. Monitor inputs are inputs that monitor files or directories for new data and send the data to Splunk for indexing. The TailingProcessor:FileStatus endpoint returns information about the files that are being monitored by the Tailing Processor, such as the file name, path, size, position, and status. The splunk cmd btool inputs list | tail command is used to list the inputs configurations from the inputs.conf file and pipe the output to the tail command. The splunk cmd btool check inputs layer command is used to check the inputs configurations for syntax errors and layering. The curl https://serverhost:8089/services/admin/inputstatus/TailingProcessor:Tailstatus command does not exist, and it is not a valid endpoint.

The best practice for ingesting syslog data from network devices on port 514 into Splunk is to configure syslog to write logs and use a Splunk forwarder to collect the logs. This practice will ensure that the data is reliably collected and forwarded to Splunk, without losing any data or overloading the Splunk indexer. Configuring syslog to send the data to multiple Splunk indexers will not guarantee data reliability, as syslog is a UDP protocol that does not provide acknowledgment or delivery confirmation. Using a Splunk indexer to collect a network input on port 514 directly will not provide data reliability or load balancing, as the indexer may not be able to handle the incoming data volume or distribute it to other indexers. Using a Splunk forwarder to collect the input on port 514 and forward the data will not provide data reliability, as the forwarder may not be able to receive the data from syslog or buffer it in case of network issues. For more information, see [Get data from TCP and UDP ports] and [Best practices for syslog data] in the Splunk documentation.

The deployer distributes apps and non-search related and manual configuration file changes to the search head cluster members. The deployer does not bootstrap a clean Splunk install for a search head cluster, as this is done by the captain. The deployer also does not distribute runtime knowledge object changes made by users across the search head cluster, as this is done by the replication factor. For more information, see Use the deployer to distribute apps and configuration updates in the Splunk documentation.

Splunk Enterprise documentation clearly states that the best method to secure log traffic between Universal Forwarders (UFs) and Indexers is to implement Transport Layer Security (TLS) using signed SSL certificates. When Universal Forwarders send data to Indexers, this communication can be encrypted using SSL/TLS to prevent eavesdropping, data tampering, or interception while in transit.

Splunk provides default self-signed certificates out of the box, but these are only for testing or lab environments and should not be used in production. Production-grade security requires custom, signed SSL certificates — either from an internal Certificate Authority (CA) or a trusted public CA. These certificates validate both the sender (forwarder) and receiver (indexer), ensuring data integrity and authenticity.

In practice, this involves:

Generating or obtaining CA-signed certificates.

Configuring the forwarder’s outputs.conf to use SSL encryption (sslCertPath, sslPassword, and sslRootCAPath).

Configuring the indexer’s inputs.conf and server.conf to require and validate client certificates.

This configuration ensures end-to-end encryption for all log data transmitted from forwarders to indexers.

Routing traffic through a WAF (Option C) does not provide end-to-end encryption for Splunk’s internal communication, and securing search head–to–indexer communication (Option D) is unrelated to forwarder data flow.

References (Splunk Enterprise Documentation):

• Securing Splunk Enterprise: Encrypting Data in Transit Using SSL/TLS

• Configure Forwarder-to-Indexer Encryption

• Server and Forwarder Authentication with Signed Certificates

• Best Practices for Forwarder Management and Security Configuration

According to the Splunk Enterprise Search Head Clustering (SHC) Deployer documentation, the “local_only” push mode is the correct option when deploying built-in apps. This mode ensures that the deployer only pushes configurations from the local directory of built-in Splunk apps (such as search, learned, or launcher) without overwriting or merging their default app configurations.

In an SHC environment, the deployer is responsible for distributing configuration bundles to all search head members. Each push can be executed in different modes depending on how the admin wants to handle the app directories:

full: Overwrites both default and local folders of all apps in the bundle.

merge_to_default: Merges configurations into the default folder (used primarily for custom apps).

local_only: Pushes only local configurations, preserving default settings of built-in apps (the safest method for core Splunk apps).

default only: Pushes only default folder configurations (rarely used and not ideal for built-in app updates).

Using the “local_only” mode ensures that default Splunk system apps are not modified, preventing corruption or overwriting of base configurations that are critical for Splunk operation. It is explicitly recommended for pushing Splunk-provided (built-in) apps like search, launcher, and user-prefs from the deployer to all SHC members.

References (Splunk Enterprise Documentation):

• Managing Configuration Bundles with the Deployer (Search Head Clustering)

• Deployer Push Modes and Their Use Cases

• Splunk Enterprise Admin Manual – SHC Deployment Management

• Best Practices for Maintaining Built-in Splunk Apps in SHC Environments

Of the following types of files within an index bucket, the rawdata file type may consume the most disk. The rawdata file type contains the compressed and encrypted raw data that Splunk has ingested. The rawdata file type is usually the largest file type in a bucket, because it stores the original data without any filtering or extraction. The bloom filter file type contains a probabilistic data structure that is used to determine if a bucket contains events that match a given search. The bloom filter file type is usually very small, because it only stores a bit array of hashes. The metadata (.data) file type contains information about the bucket properties, such as the earliest and latest event timestamps, the number of events, and the size of the bucket. The metadata file type is also usually very small, because it only stores a few lines of text. The inverted index (.tsidx) file type contains the time-series index that maps the timestamps and event IDs of the raw data. The inverted index file type can vary in size depending on the number and frequency of events, but it is usually smaller than the rawdata file type

In the deployment planning process, a person should identify who gets to see network data in the data policy definition step. This step involves defining the data access policies and permissions for different users and roles in Splunk. The deployment schedule step involves defining the timeline and milestones for the deployment project. The topology diagramming step involves creating a visual representation of the Splunk architecture and components. The data source inventory step involves identifying and documenting the data sources and types that will be ingested by Splunk

Splunk’s KV Store management documentation specifies that when converting a static CSV lookup to a KV Store lookup, the lookup data is stored in a MongoDB-based collection defined in collections.conf. To ensure that the KV Store lookup is replicated and available across all search head cluster members, administrators must include the attribute replicate=true within the collections.conf file.

This configuration instructs Splunk to replicate the KV Store collection’s data to all members in the Search Head Cluster (SHC), enabling consistent access and reliability across the cluster. Without this attribute, the KV Store collection would remain local to a single search head, making it unavailable for automatic lookups performed by other members.

Here’s an example configuration snippet from collections.conf:

[customer_lookup]

replicate = true

field.name = string

field.age = number

The attribute repFactor=true (mentioned in Options A and D) is unrelated to KV Store behavior—it applies to index replication, not KV Store replication. Similarly, replicate=true in lookups.conf (Option B) has no effect, as KV Store replication is controlled exclusively via collections.conf.

Once properly configured, the lookup can be defined in transforms.conf and referenced in props.conf for automatic lookup functionality.

References (Splunk Enterprise Documentation):

• KV Store Collections and Configuration – collections.conf Reference

• Managing KV Store Data in Search Head Clusters

• Automatic Lookup Configuration Using KV Store

• Splunk Enterprise Admin Manual – Distributed KV Store Replication Settings

When using the props.conf LINE_BREAKER attribute to delimit multi-line events, the SHOULD_LINEMERGE attribute should be set to false. This tells Splunk not to merge events that have been broken by the LINE_BREAKER. Setting the SHOULD_LINEMERGE attribute to true, auto, or none will cause Splunk to ignore the LINE_BREAKER and merge events based on other criteria. For more information, see Configure event line breaking in the Splunk documentation.

 A Technical Add-On (TA) is a Splunk app that contains configurations for data collection, parsing, and enrichment. It can also enable event data for a data model, which is useful for creating dashboards and reports. Therefore, before installing a TA, it is important to identify the number of scheduled or real-time searches that will use the data model, and to validate if the TA enables event data for a data model. The number of forwarders that the TA can support is not relevant, as the TA is installed on the indexer or search head, not on the forwarder. The installation location of the TA depends on the type of data and the use case, so it is not a fixed requirement

When building a deployment plan, the architect should perform the following tasks:

Use case checklist. A use case checklist is a document that lists the use cases that the deployment will support, along with the data sources, the data volume, the data retention, the data model, the dashboards, the reports, the alerts, and the roles and permissions for each use case. A use case checklist helps to define the scope and the functionality of the deployment, and to identify the dependencies and the requirements for each use case1

Inventory data sources. An inventory of data sources is a document that lists the data sources that the deployment will ingest, along with the data type, the data format, the data location, the data collection method, the data volume, the data frequency, and the data owner for each data source. An inventory of data sources helps to determine the data ingestion strategy, the data parsing and enrichment, the data storage and retention, and the data security and compliance for the deployment1

Review network topology. A review of network topology is a process that examines the network infrastructure and the network connectivity of the deployment, along with the network bandwidth, the network latency, the network security, and the network monitoring for the deployment. A review of network topology helps to optimize the network performance and reliability, and to identify the network risks and mitigations for the deployment1

Installing Splunk apps is not a task that the architect should perform when building a deployment plan, as it is a task that the administrator should perform when implementing the deployment plan. Installing Splunk apps is a technical activity that requires access to the Splunk instances and the Splunk configurations, which are not available at the planning stage

 The following artifacts are included in a Splunk diag file:

Server specs. These are the specifications of the server that Splunk runs on, such as the CPU model, the memory size, the disk space, and the network interface. These specs can help understand the Splunk hardware requirements and performance.

Current open connections. These are the connections that Splunk has established with other Splunk instances or external sources, such as forwarders, indexers, search heads, license masters, deployment servers, and data inputs. These connections can help understand the Splunk network topology and communication.

Internal Splunk log files. These are the log files that Splunk generates to record its own activities, such as splunkd.log, metrics.log, audit.log, and others. These logs can help troubleshoot Splunk issues and monitor Splunk performance.

Index listings. These are the listings of the indexes that Splunk has created and configured, such as the index name, the index location, the index size, and the index attributes. These listings can help understand the Splunk data management and retention. The following artifacts are not included in a Splunk diag file:

Search history. This is the history of the searches that Splunk has executed, such as the search query, the search time, the search results, and the search user. This history is not part of the Splunk diag file, but it can be accessed from the Splunk Web interface or the audit.log file.

Splunk users and their roles. These are the users that Splunk has created and assigned roles to, such as the user name, the user password, the user role, and the user capabilities. These users and roles are not part of the Splunk diag file, but they can be accessed from the Splunk Web interface or the authentication.conf and authorize.conf files.

KV store listings. These are the listings of the KV store collections and documents that Splunk has created and stored, such as the collection name, the collection schema, the document ID, and the document fields. These listings are not part of the Splunk diag file, but they can be accessed from the Splunk Web interface or the mongod.log file.

Indexed data. These are the data that Splunk indexes and makes searchable, such as the rawdata and the tsidx files. These data are not part of the Splunk diag file, as they may contain sensitive or confidential information. For more information, see Generate a diagnostic snapshot of your Splunk Enterprise deployment in the Splunk documentation.

 ITSI can impact the planning of a Splunk deployment depending on the Key Performance Indicators (KPIs) that are being tracked. KPIs are metrics that measure the health and performance of IT services and business processes. ITSI collects, analyzes, and displays KPI data from various data sources in Splunk. Depending on the number, frequency, and complexity of the KPIs, additional infrastructure may be needed to support the data ingestion, processing, and visualization. ITSI does not require a dedicated deployment server, nor does it affect the number of users using ITSI. ITSI in a Splunk deployment does require additional hardware resources, such as CPU, memory, and disk space, to run the ITSI components and apps

The following logs are included in the _introspection index, which contains data that the Splunk Enterprise deployment logs for platform instrumentation:

disk_objects.log. This log contains information about the disk objects that Splunk creates and manages, such as buckets, indexes, and files. This log can help monitor the disk space usage and the bucket lifecycle.

resource_usage.log. This log contains information about the resource usage of Splunk processes, such as CPU, memory, disk, and network. This log can help monitor the Splunk performance and identify any resource bottlenecks. The following logs are not included in the _introspection index, but rather in the _internal index, which contains data that Splunk generates for internal logging:

audit.log. This log contains information about the audit events that Splunk records, such as user actions, configuration changes, and search activity. This log can help audit the Splunk operations and security.

metrics.log. This log contains information about the performance metrics that Splunk collects, such as data throughput, data latency, search concurrency, and search duration. This log can help measure the Splunk performance and efficiency. For more information, see About Splunk Enterprise logging and [About the _introspection index] in the Splunk documentation.

The indexers may have different configurations than the heavy forwarders, which might cause the issue of inconsistently formatted events for a web sourcetype. The heavy forwarders perform parsing and indexing on the data before sending it to the indexers. If the indexers have different configurations than the heavy forwarders, such as different props.conf or transforms.conf settings, the data may be parsed or indexed differently on the indexers, resulting in inconsistent events. The search head configurations do not affect the event formatting, as the search head does not parse or index the data. The data inputs configurations on the forwarders do not affect the event formatting, as the data inputs only determine what data to collect and how to monitor it. The forwarder version does not affect the event formatting, as long as the forwarder is compatible with the indexer. For more information, see [Heavy forwarder versus indexer] and [Configure event processing] in the Splunk documentation.

 The Monitoring Console is the Splunk tool that offers a health check for administrators to evaluate the health of their Splunk deployment. The Monitoring Console provides dashboards and alerts that show the status and performance of various Splunk components, such as indexers, search heads, forwarders, license usage, and search activity. The Monitoring Console can also run health checks on the deployment and identify any issues or recommendations. The btool is a command-line tool that shows the effective settings of the configuration files, but it does not offer a health check. The DiagGen is a tool that generates diagnostic snapshots of the Splunk environment, but it does not offer a health check. The SPL Clinic is a tool that analyzes and optimizes SPL queries, but it does not offer a health check. For more information, see About the Monitoring Console in the Splunk documentation.

The splunk validate cluster-bundle --check-restart command is the officially documented Splunk Enterprise method to determine if a configuration bundle push will trigger a rolling restart within an indexer cluster.

When configuration changes are made on the Cluster Manager (Master Node)—for example, updates to indexes.conf, props.conf, or transforms.conf—Splunk administrators must validate the bundle before pushing it to all peer nodes. Using this command allows the Cluster Manager to simulate the deployment and verify whether the configuration modifications necessitate a restart across peer indexers to take effect.

The --check-restart flag specifically reports whether:

The configuration changes are minor (no restart required).

The changes affect components that require a full or rolling restart (e.g., changes to indexing paths, volume definitions, or replication factors).

Running this validation prior to an actual splunk apply cluster-bundle command prevents service disruption during production operations.

Other commands such as splunk show cluster-bundle-status display deployment status but not restart requirements, and splunk apply cluster-bundle executes the actual deployment, not validation.

References (Splunk Enterprise Documentation):

• Indexer Clustering: Deploy Configuration Bundles with Validation

• splunk validate cluster-bundle Command Reference

• Managing Indexer Clusters – Rolling Restarts and Bundle Deployment Best Practices

• Splunk Enterprise Admin Manual – Cluster Manager Maintenance Commands

Splunk Enterprise uses the _audit index to log and store all user activity and audit-related information. This includes details such as user logins, searches executed, configuration changes, role modifications, and app management actions.

The _audit index is populated by data collected from the Splunkd audit logger and records actions performed through both Splunk Web and the CLI. Each event in this index typically includes fields like user, action, info, search_id, and timestamp, allowing administrators to track activity across all Splunk users and components for security, compliance, and accountability purposes.

The _internal index, by contrast, contains operational logs such as metrics.log and scheduler.log used for system performance and health monitoring. _kvstore stores internal KV Store metadata, and _telemetry is used for optional usage data reporting to Splunk.

The _audit index is thus the authoritative source for user behavior monitoring within Splunk environments and is a key component of compliance and security auditing.

References (Splunk Enterprise Documentation):

• Audit Logs and the _audit Index – Monitoring User Activity

• Splunk Enterprise Security and Compliance: Tracking User Actions

• Splunk Admin Manual – Overview of Internal Indexes (_internal, _audit, _introspection)

• Splunk Audit Logging and User Access Monitoring

The default interval at which metrics.log generates a periodic report regarding license utilization is 60 seconds. This report contains information about the license usage and quota for each Splunk instance, as well as the license pool and stack. The report is generated every 60 seconds by default, but this interval can be changed by modifying the license_usage stanza in the metrics.conf file. The other intervals (10 seconds, 30 seconds, and 300 seconds) are not the default values, but they can be set by the administrator if needed. For more information, see About metrics.log and Configure metrics.log in the Splunk documentation.

According to the Splunk blog1, the Universal Forwarder is ideal for collecting data from high-velocity data sources, such as a syslog server, due to its smaller footprint and faster performance. The Universal Forwarder performs minimal processing and sends raw or unparsed data to the indexers, reducing the network traffic and the load on the forwarders. The other options are false because:

When most of the data requires masking, a Heavy Forwarder is needed, as it can perform advanced filtering and data transformation before forwarding the data2.

When data comes directly from a database server, a Heavy Forwarder is needed, as it can run modular inputs such as DB Connect to collect data from various databases2.

When a modular input is needed, a Heavy Forwarder is needed, as the Universal Forwarder does not include a bundled version of Python, which is required for most modular inputs2.

To expand the search head cluster by adding a new member, node2, the first step is to initialize the cluster configuration on node2 using the splunk init shcluster-config command. This command sets the required parameters for the cluster member, such as the management URI, the replication port, and the shared secret key. The management URI must be unique for each cluster member and must match the URI that the deployer uses to communicate with the member. The replication port must be the same for all cluster members and must be different from the management port. The secret key must be the same for all cluster members and must be encrypted using the splunk _encrypt command. The master_uri parameter is optional and specifies the URI of the cluster captain. If not specified, the cluster member will use the captain election process to determine the captain. Option C shows the correct syntax and parameters for the splunk init shcluster-config command. Option A is incorrect because the splunk bootstrap shcluster-config command is used to bring up the first cluster member as the initial captain, not to add a new member. Option B is incorrect because the master_uri parameter is not required and the mgmt_uri parameter is missing. Option D is incorrect because the splunk add shcluster-member command is used to add an existing search head to the cluster, not to initialize a new member12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/DistSearch/SHCdeploymentoverview#Initialize_cluster_members 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/DistSearch/SHCconfigurationdetails#Configure_the_cluster_members

When adding or decommissioning a member from a Search Head Cluster (SHC), the proper order of operations is:

Delete Splunk Enterprise, if it exists.

Install and initialize the instance.

Join the SHC.

This order of operations ensures that the member has a clean and consistent Splunk installation before joining the SHC. Deleting Splunk Enterprise removes any existing configurations and data from the instance. Installing and initializing the instance sets up the Splunk software and the required roles and settings for the SHC. Joining the SHC adds the instance to the cluster and synchronizes the configurations and apps with the other members. The other order of operations are not correct, because they either skip a step or perform the steps in the wrong order.

Splunk configuration files are files that contain settings that control various aspects of Splunk behavior, such as data inputs, outputs, indexing, searching, clustering, and so on1. Troubleshooting Splunk configuration files involves identifying and resolving issues that affect the functionality or performance of Splunk due to incorrect or conflicting configuration settings. Some of the tools and methods that can help with troubleshooting Splunk configuration files are:

search.log: This is a file that contains detailed information about the execution of a search, such as the search pipeline, the search commands, the search results, the search errors, and the search performance2. This file can help troubleshoot issues related to search configuration, such as props.conf, transforms.conf, macros.conf, and so on3.

btool output: This is a command-line tool that displays the effective configuration settings for a given Splunk component, such as inputs, outputs, indexes, props, and so on4. This tool can help troubleshoot issues related to configuration precedence, inheritance, and merging, as well as identify the source of a configuration setting5.

diagnostic logs: These are files that contain information about the Splunk system, such as the Splunk version, the operating system, the hardware, the license, the indexes, the apps, the users, the roles, the permissions, the configuration files, the log files, and the metrics6. These files can help troubleshoot issues related to Splunk installation, deployment, performance, and health7.

Option A is the correct answer because crash logs are the least helpful in troubleshooting Splunk configuration files. Crash logs are files that contain information about the Splunk process when it crashes, such as the stack trace, the memory dump, and the environment variables8. These files can help troubleshoot issues related to Splunk stability, reliability, and security, but not necessarily related to Splunk configuration9.

The average run time of all searches increases as the number of CPU cores on the indexers decreases. The CPU cores are the processing units that execute the instructions and calculations for the data. The number of CPU cores on the indexers affects the search performance, because the indexers are responsible for retrieving and filtering the data from the indexes. The more CPU cores the indexers have, the faster they can process the data and return the results. The less CPU cores the indexers have, the slower they can process the data and return the results. Therefore, the average run time of all searches is inversely proportional to the number of CPU cores on the indexers. The average run time of all searches is not independent of the number of CPU cores on the indexers, because the CPU cores are an important factor for the search performance. The average run time of all searches does not decrease as the number of CPU cores on the indexers decreases, because this would imply that the search performance improves with less CPU cores, which is not true. The average run time of all searches does not increase as the number of CPU cores on the indexers increases, because this would imply that the search performance worsens with more CPU cores, which is not true

Splunk Enterprise performs a CRC check against the first and last 256 bytes of a file by default, as stated in the inputs.conf specification. This is controlled by the initCrcLength parameter, which can be changed if needed. The CRC check helps Splunk Enterprise to avoid re-indexing the same file twice, even if it is renamed or rotated, as long as the content does not change. However, this also means that Splunk Enterprise might miss some files that have the same CRC but different content, especially if they have identical headers. To avoid this, the crcSalt parameter can be used to add some extra information to the CRC calculation, such as the full file path or a custom string. This ensures that each file has a unique CRC and is indexed by Splunk Enterprise. You can read more about crcSalt and initCrcLength in the How log file rotation is handled documentation.

 The tailing_processor.log file would be the best place to search if you suspect there is a problem interpreting a regular expression in a monitor stanza. This log file contains information about how Splunk monitors files and directories, including any errors or warnings related to parsing the monitor stanza. The splunkd.log file contains general information about the Splunk daemon, but it may not have the specific details about the monitor stanza. The btool.log file contains information about the configuration files, but it does not log the runtime behavior of the monitor stanza. The metrics.log file contains information about the performance metrics of Splunk, but it does not log the event breaking issues. For more information, see About Splunk Enterprise logging in the Splunk documentation.

According to Splunk Enterprise documentation for the Monitoring Console (MC), the data displayed in its dashboards is sourced primarily from two internal mechanisms — REST API calls and metrics.log.

The Monitoring Console (formerly known as the Distributed Management Console, or DMC) uses REST API endpoints to collect system-level information from all connected instances, such as indexer clustering status, license usage, and search head performance. These REST calls pull real-time configuration and performance data from Splunk’s internal management layer (/services/server/status, /services/licenser, /services/cluster/peers, etc.).

Additionally, the metrics.log file is one of the main data sources used by the Monitoring Console. This log records Splunk’s internal performance metrics, including pipeline latency, queue sizes, indexing throughput, CPU usage, and memory statistics. Dashboards like “Indexer Performance,” “Search Performance,” and “Resource Usage” are powered by searches over the _internal index that reference this log.

Other tools listed — such as btool (configuration troubleshooting utility) and diag (diagnostic archive generator) — are not used as runtime data sources for Monitoring Console dashboards. They assist in troubleshooting but are not actively queried by the MC.

References (Splunk Enterprise Documentation):

• Monitoring Console Overview – Data Sources and Architecture

• metrics.log Reference – Internal Performance Data Collection

• REST API Usage in Monitoring Console

• Distributed Management Console Configuration Guide

 Changing the limits.conf value for max_searches_per_cpu to a higher value is the best option to increase scheduled search capacity on the search head cluster when a large number of searches are skipped across time. This value determines how many concurrent scheduled searches can run on each CPU core of the search head. Increasing this value will allow more scheduled searches to run at the same time, which will reduce the number of skipped searches. Creating a job server on the cluster, running the server.conf captain_is_adhoc_searchhead = true command, or adding another search head to the cluster are not the best options to increase scheduled search capacity on the search head cluster. For more information, see [Configure limits.conf] in the Splunk documentation.

 In a distributed environment, knowledge object bundles are replicated from the search head to the SPLUNK_HOME/var/run/searchpeers directory on the search peer(s). A knowledge object bundle is a compressed file that contains the knowledge objects, such as fields, lookups, macros, and tags, that are required for a search. A search peer is a Splunk instance that provides data to a search head in a distributed search. A search head is a Splunk instance that coordinates and executes a search across multiple search peers. When a search head initiates a search, it creates a knowledge object bundle and replicates it to the search peers that are involved in the search. The search peers store the knowledge object bundle in the SPLUNK_HOME/var/run/searchpeers directory, which is a temporary directory that is cleared when the Splunk service restarts. The search peers use the knowledge object bundle to apply the knowledge objects to the data and return the results to the search head. The SPLUNK_HOME/var/lib/searchpeers, SPLUNK_HOME/var/log/searchpeers, and SPLUNK_HOME/var/spool/searchpeers directories are not the locations where the knowledge object bundles are replicated, because they do not exist in the Splunk file system

The master node is the Splunk server role that regulates the functioning of the indexer cluster. The master node coordinates the activities of the peer nodes, such as data replication, data searchability, and data recovery. The master node also manages the cluster configuration bundle and distributes it to the peer nodes. The indexer is the Splunk server role that indexes the incoming data and makes it searchable. The deployer is the Splunk server role that distributes apps and configuration updates to the search head cluster members. The monitoring console is the Splunk server role that monitors the health and performance of the Splunk deployment. For more information, see About indexer clusters and index replication in the Splunk documentation.

A deployment plan should include business continuity and disaster recovery plans, current logging details and data source inventory, and current and future topology diagrams of the IT environment. These elements are essential for planning, designing, and implementing a Splunk deployment that meets the business and technical requirements. A comprehensive list of stakeholders, either direct or indirect, is not part of the deployment plan, but rather part of the project charter. For more information, see Deployment planning in the Splunk documentation.

The following statements about integrating with third-party systems are true: You can use Splunk alerts to provision actions on a third-party system, and you can forward data from Splunk forwarder to a third-party system without indexing it first. Splunk alerts are triggered events that can execute custom actions, such as sending an email, running a script, or calling a webhook. Splunk alerts can be used to integrate with third-party systems, such as ticketing systems, notification services, or automation platforms. For example, you can use Splunk alerts to create a ticket in ServiceNow, send a message to Slack, or trigger a workflow in Ansible. Splunk forwarders are Splunk instances that collect and forward data to other Splunk instances, such as indexers or heavy forwarders. Splunk forwarders can also forward data to third-party systems, such as Hadoop, Kafka, or AWS Kinesis, without indexing it first. This can be useful for sending data to other data processing or storage systems, or for integrating with other analytics or monitoring tools. A Hadoop application cannot search data in Splunk, because Splunk does not provide a native interface for Hadoop applications to access Splunk data. Splunk can search data in the Hadoop File System (HDFS), but only by using the Hadoop Connect app, which is a Splunk app that enables Splunk to index and search data stored in HDFS

 The Splunk Universal Forwarder is the only Splunk Enterprise offering that has its own license. The Splunk Universal Forwarder license allows the forwarder to send data to any Splunk Enterprise or Splunk Cloud instance without consuming any license quota. The Splunk Heavy Forwarder does not have its own license, but rather consumes the license quota of the Splunk Enterprise or Splunk Cloud instance that it sends data to. The Splunk Cloud Forwarder and the Splunk Forwarder Management are not separate Splunk Enterprise offerings, but rather features of the Splunk Cloud service. For more information, see [About forwarder licensing] in the Splunk documentation.

The client filters available in serverclass.conf are DNS name, IP address, and platform (machine type). These filters allow the administrator to specify which forwarders belong to a server class and receive the apps and configurations from the deployment server. The Splunk server role is not a valid client filter in serverclass.conf, as it is not a property of the forwarder. For more information, see [Use forwarder management filters] in the Splunk documentation.

The walklex command in Splunk is a specialized administrative search command used to translate and display LISPY (Splunk’s internal representation of search terms). LISPY is the logical search syntax Splunk uses to parse and execute search queries, and examining it helps administrators and developers debug search optimization, field extraction behavior, and index-time search efficiency.

When you run the command | walklex search="your_search_string", Splunk outputs how it tokenizes and interprets that query internally. This is particularly useful for understanding how Splunk’s search language maps to index-time fields and for diagnosing performance issues caused by inefficient search term parsing.

For example:

| walklex search="error OR failure host=server01"

Displays the corresponding LISPY translation used by Splunk’s search subsystem.

Other options are unrelated:

dbinspect provides index bucket metadata.

Monitoring Console shows performance metrics and health status.

Search Job Inspector analyzes search execution phases but doesn’t expose LISPY.

Thus, the correct and Splunk-documented tool for LISPY inspection is the walklex command.

References (Splunk Enterprise Documentation):

• walklex Command Reference – LISPY and Search Debugging

• Understanding Search Language Parsing in Splunk

• Search Internals: How Splunk Interprets Queries

• Splunk Search Performance Troubleshooting Tools

 An indexer clustering requirement is that the cluster members must share the same license pool and license master. A license pool is a group of licenses that are assigned to a set of Splunk instances. A license master is a Splunk instance that manages the distribution and enforcement of licenses in a pool. In an indexer cluster, all cluster members must belong to the same license pool and report to the same license master, to ensure that the cluster does not exceed the license limit and that the license violations are handled consistently. An indexer cluster does not require shared storage, because each cluster member has its own local storage for the index data. An indexer cluster does not have to reside on a dedicated rack, because the cluster members can be located on different physical or virtual machines, as long as they can communicate with each other. An indexer cluster does not have to have at least three members, because a cluster can have as few as two members, although this is not recommended for high availability

The minimum reference server specification for a Splunk indexer is 12 CPU cores, 12GB RAM, and 800 IOPS. This specification is based on the assumption that the indexer will handle an average indexing volume of 100GB per day, with a peak of 300GB per day, and a typical search load of 1 concurrent search per 1GB of indexing volume. The other specifications are either higher or lower than the minimum requirement. For more information, see [Reference hardware] in the Splunk documentation.

According to the Splunk documentation1, the Search Job Inspector is a tool that you can use to troubleshoot search performance and understand the behavior of knowledge objects, such as event types, tags, lookups, and so on, within the search. You can inspect search jobs that are currently running or that have finished recently. The Search Job Inspector can help you investigate error messages that appear underneath the search bar in Splunk Web, as it can show you the details of the search job, such as the search string, the search mode, the search timeline, the search log, the search profile, and the search properties. You can use this information to identify the cause of the error and fix it2. The other options are false because:

Dashboard panels showing “Waiting for queued job to start” on page load is not a problem that can be investigated using the Search Job Inspector, as it indicates that the search job has not started yet. This could be due to the search scheduler being busy or the search priority being low. You can use the Jobs page or the Monitoring Console to monitor the status of the search jobs and adjust the priority or concurrency settings if needed3.

Different users seeing different extracted fields from the same search is not a problem that can be investigated using the Search Job Inspector, as it is related to the user permissions and the knowledge object sharing settings. You can use the Access Controls page or the Knowledge Manager to manage the user roles and the knowledge object visibility4.

Events not being sorted in reverse chronological order is not a problem that can be investigated using the Search Job Inspector, as it is related to the search syntax and the sort command. You can use the Search Manual or the Search Reference to learn how to use the sort command and its options to sort the events by any field or criteria.

 Search head clustering is a Splunk feature that allows a group of search heads to share configurations, apps, and knowledge objects, and to provide high availability and scalability for searching. Search head clustering has the following characteristics:

A deployer is required. A deployer is a Splunk instance that distributes the configurations and apps to the members of the search head cluster. The deployer is not a member of the cluster, but a separate instance that communicates with the cluster master.

At least three search heads are needed. A search head cluster must have at least three search heads to form a quorum and to ensure high availability. If the cluster has less than three search heads, it cannot function properly and will enter a degraded mode.

The deployer must have sufficient CPU and network resources to process service requests and push configurations. The deployer is responsible for handling the requests from the cluster master and the cluster members, and for pushing the configurations and apps to the cluster members. Therefore, the deployer must have enough CPU and network resources to perform these tasks efficiently and reliably.

Search heads do not need to meet the high-performance reference server requirements, as this is not a mandatory condition for search head clustering. The high-performance reference server requirements are only recommended for optimal performance and scalability of Splunk deployments, but they are not enforced by Splunk.

 The following statements are true regarding Splunk Enterprise performance:

Adding search peers increases the search throughput as search load increases. This is because adding more search peers distributes the search workload across more indexers, which reduces the load on each indexer and improves the search speed and concurrency.

Adding search heads provides additional CPU cores to run more concurrent searches. This is because adding more search heads increases the number of search processes that can run in parallel, which improves the search performance and scalability. The following statements are false regarding Splunk Enterprise performance:

Adding search peers does not increase the maximum size of search results. The maximum size of search results is determined by the maxresultrows setting in the limits.conf file, which is independent of the number of search peers.

Adding RAM to an existing search head does not provide additional search capacity. The search capacity of a search head is determined by the number of CPU cores, not the amount of RAM. Adding RAM to a search head may improve the search performance, but not the search capacity. For more information, see Splunk Enterprise performance in the Splunk documentation.

The telnet and tcpdump tools can be leveraged to diagnose connection problems between an indexer and forwarder. The telnet tool can be used to test the connectivity and port availability between the indexer and forwarder. The tcpdump tool can be used to capture and analyze the network traffic between the indexer and forwarder. The splunk btool command can be used to check the configuration files of the indexer and forwarder, but it cannot diagnose the connection problems. The splunk btprobe command does not exist, and it is not a valid tool.

The splunk clean kvstore command is used to clear the KV store. This command will delete all the collections and documents in the KV store and reset it to an empty state. This command can be useful for troubleshooting KV store issues or resetting the KV store data. The splunk clear kvstore, splunk delete kvstore, and splunk reinitialize kvstore commands are not valid Splunk commands. For more information, see Use the CLI to manage the KV store in the Splunk documentation.

To ensure that high-velocity sources will not have forwarding delays to the indexers, the default limit for maxKBps in limits.conf should be increased. This parameter controls the maximum bandwidth that a forwarder can use to send data to the indexers. By default, it is set to 256 KBps, which may not be sufficient for high-volume data sources. Increasing this limit can reduce the forwarding latency and improve the performance of the forwarders. However, this should be done with caution, as it may affect the network bandwidth and the indexer load. Option B is the correct answer. Option A is incorrect because the sessionTimeout parameter in server.conf controls the duration of a TCP connection between a forwarder and an indexer, not the bandwidth limit. Option C is incorrect because the forceTimebasedAutoLB parameter in outputs.conf controls the frequency of load balancing among the indexers, not the bandwidth limit. Option D is incorrect because the phoneHomelntervallnSecs parameter in deploymentclient.conf controls the interval at which a forwarder contacts the deployment server, not the bandwidth limit12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/Admin/Limitsconf#limits.conf.spec 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/Forwarding/Routeandfilterdatad#Set_the_maximum_bandwidth_usage_for_a_forwarder

 When adding or rejoining a member to a search head cluster, and the following error is displayed: Error pulling configurations from the search head cluster captain; consider performing a destructive configuration resync on this search head cluster member.

The corrective action that should be taken is to run the splunk resync shcluster-replicated-config command on this member. This command will delete the existing configuration files on this member and replace them with the latest configuration files from the captain. This will ensure that the member has the same configuration as the rest of the cluster. Restarting the search head, running the splunk apply shcluster-bundle command from the deployer, or running the clean raft command on all members of the search head cluster are not the correct actions to take in this scenario. For more information, see Resolve configuration inconsistencies across cluster members in the Splunk documentation.

According to the Splunk SmartStore Architecture Guide, the primary benefit of SmartStore is the separation of storage from compute resources within an indexer cluster. SmartStore enables Splunk to decouple indexer storage (data at rest) from the compute layer (indexers that perform searches and indexing).

With SmartStore, active (hot/warm) data remains on local disk for fast access, while older, less frequently searched (remote) data is stored in an external object storage system such as Amazon S3, Google Cloud Storage, or on-premises S3-compatible storage. This separation reduces the storage footprint on indexers, allowing organizations to scale compute and storage independently.

This architecture improves cost efficiency and scalability by:

Lowering on-premises storage costs using object storage for retention.

Enabling dynamic scaling of indexers without impacting total data availability.

Reducing replication overhead since SmartStore manages data objects efficiently.

SmartStore does not affect replication or search factors (Option A), does not handle Knowledge Object replication (Option C), and the Cluster Manager is still required (Option D) to coordinate cluster activities.

References (Splunk Enterprise Documentation):

• SmartStore Overview and Architecture Guide

• SmartStore Deployment and Configuration Manual

• Managing Storage and Compute Independence in Indexer Clusters

• Splunk Enterprise Capacity Planning – SmartStore Sizing Guidelines

Splunk indexing is read/write intensive, as it involves reading data from various sources, writing data to disk, and reading data from disk for searching and reporting. Therefore, it is important to select the appropriate disk storage solution for each deployment, based on the performance, reliability, and cost requirements. The recommended RAID setup for Splunk indexers is RAID 10 (1 + 0), as it provides the best balance of performance and reliability. RAID 10 combines the advantages of RAID 1 (mirroring) and RAID 0 (striping), which means that it offers both data redundancy and data distribution. RAID 10 can tolerate multiple disk failures, as long as they are not in the same mirrored pair, and it can improve the read and write speed, as it can access multiple disks in parallel2

High performance SAN (Storage Area Network) can be used for Splunk indexers, but it is not recommended, as it is more expensive and complex than local disks. SAN also introduces additional network latency and dependency, which can affect the performance and availability of Splunk indexers. SAN is more suitable for Splunk search heads, as they are less read/write intensive and more CPU intensive2

NFS (Network File System) should not be used for storing hot and warm buckets, as it can cause data corruption, data loss, and performance degradation. NFS is a network-based file system that allows multiple clients to access the same files on a remote server. NFS is not compatible with Splunk index replication and search head clustering, as it can cause conflicts and inconsistencies among the Splunk instances. NFS is also slower and less reliable than local disks, as it depends on the network bandwidth and availability. NFS can be used for storing cold and frozen buckets, as they are less frequently accessed and less critical for Splunk operations2

Virtualized environments are not usually preferred over bare metal for Splunk indexers, as they can introduce additional overhead and complexity. Virtualized environments can affect the performance and reliability of Splunk indexers, as they share the physical resources and the network with other virtual machines. Virtualized environments can also complicate the monitoring and troubleshooting of Splunk indexers, as they add another layer of abstraction and configuration. Virtualized environments can be used for Splunk indexers, but they require careful planning and tuning to ensure optimal performance and availability2